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Brian Lee – Securities Industry Essentials (Sie)

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Brian Lee – Securities Industry Essentials (Sie)

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Brian Lee

Brian Lee has been helping students pass their exams for over 20 years. Brian began teaching Series 7 in 1995 in Portland, Or and Seattle, Wa and is the founder of TestGeek Exam Prep, LLC.

COURSE CURRICULUM

Introduction
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    Downloable Class Notes

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    SIE Introduction (19:40)

UNIT 1 Knowledge of Capital Markets
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    Lesson 1- SRO’s , Customers and Others (16:12)

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    Lesson 2 (21:13)

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    Lesson 3 (15:05)

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    Lesson 4 (7:10)

UNIT 2 Understanding Products and Their Risks
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    Lesson 1- Equity Securities (13:39)

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    Lesson 2 – Corporate Debt Securities (23:23)

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    Lesson 3 – Gov’t, Municipal and Money Market Securities (17:42)

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    Lesson 4 – Options (29:15)

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    Lesson 5 – Investment Companies (11:45)

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    Lesson 6 – Other Securities Products (12:21)

Unit 3 Trading, Customer Accounts and Prohibited Acitivities
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    Lesson 1 (22:18)

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    Lesson 2 (19:28)

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    Lesson 3 (7:08)

Unit 4 Regulatory Framework
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    Lesson 1 (11:21)

Practice Final Exam
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    Practice Exam

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C. Refund Policy

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  • We will refund your money in case of:
    1. Item is not as described
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    3. Item support extension can’t used

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